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Responsibilities:
· Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements in relation to the Bank’s business and operations, particularly the general banking function
· Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects, including new business initiatives
· Track and monitor the Bank’s progress in complying with new regulatory requirements and regulators’ recommendations
· Coordinate surveys initiated by regulators and industry associations and handle enquiries from regulators
· Raise and maintain compliance awareness among staff by providing them with compliance related information, publications and training
· Investigate non-compliance incident and exceptions, and report investigation findings and make recommendations to management for review
Requirements:
· Degree holder in Law, Accounting or related discipline
· Minimum 5 years in general audit or compliance
· Good knowledge in Banking Ordinance and SFO as well as operations, products and services of retail bank
· Self-motivated, independent, pleasant personality with good communication skills
· Good command of written and spoken English and Chinese, including Putonghua
Interested candidates, please forward your resume in WORD format to
[email protected]
quoting reference '' in the subject line
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