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JOB OPENING

 
Manager, Legal & Compliance
Ref. Code.
 
     
 


Responsibilities:

 

 
·         Provide advice, interpretation and recommendation on existing and new regulatory compliance requirements in relation to the Bank’s business and operations, particularly the general banking function  
·         Coordinate, undertake and advise business and support units in relation to ad-hoc compliance projects, including new business initiatives
·         Track and monitor the Bank’s progress in complying with new regulatory requirements and regulators’ recommendations
·         Coordinate surveys initiated by regulators and industry associations and handle enquiries from regulators
·         Raise and maintain compliance awareness among staff by providing them with compliance related information, publications and training
·         Investigate non-compliance incident and exceptions, and report investigation findings and make recommendations to management for review

 


Requirements:

 


·         Degree holder in Law, Accounting or related discipline
·         Minimum 5 years in general audit or compliance
·         Good knowledge in Banking Ordinance and SFO as well as operations, products and services of retail bank
·         Self-motivated, independent, pleasant personality with good communication skills
·         Good command of written and spoken English and Chinese, including Putonghua

 

Interested candidates, please forward your resume in WORD format to hr@wallsp.com quoting reference '' in the subject line

 

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